Tag archives: financial sector

Financial Sector – Conduct and Regulatory References

By Amanda Sanders (UK) on March 7, 2017 Posted in UK

On 7 March 2017, one year after the implementation of the Senior Managers and Certification Regime (SM&CR) which was introduced to improve accountability in the financial services sector, two further requirements have come into effect: The regulatory reference requirements; and the rolling out of the Conduct Rules to a wider range of employees. Regulatory references … Continue reading

Legislative proposal: Dutch Financial Undertakings (Remuneration Policy) Act

By Maartje Govaert and Annette van Beers on December 30, 2014 Posted in Europe, The Netherlands

Dutch Financial Undertakings (Remuneration Policy) Act A bill in respect of remuneration in the Dutch financial sector is currently being debated in the senate: the Dutch Financial Undertakings (Remuneration Policy) Act (Wet beloningsbeleid financiële ondernemingen; the Act). The proposed rules apply to all financial undertakings that are regulated by the Dutch Financial Supervision Act (Wet … Continue reading